Financial Investigator III

The Financial Investigator III is responsible for working alongside Massachusetts State Police investigators in the IEB to perform background reviews of individuals and vendors seeking licensure. Financial investigative work includes, but is not limited to, review, validation, and analysis of information to determine a casino operator’s/vendor's/individual’s integrity, honesty, good character and reputation; financial stability, integrity and background; and business practices.

The Financial Investigator III works in a team environment under the guidance of the Financial Investigations Supervisor who evaluates the Financial Investigator’s work through review of work papers and reports. As needed, the Financial Investigator III evaluates and monitors certain business transactions planned or conducted by casino operators/vendors for financial stability and integrity.

Duties and Responsibilities (include, but are not limited to):

• Examine, analyze, and evaluate personal financial records (e.g., account statements, brokerage statements, tax returns, real estate documents, loan agreements, bank records, etc.) to determine source and adequacy of funds, as well as financial documents (e.g. financial statements, audit reports, SEC filings, financial contracts, etc.) from a variety of domestic and international businesses with moderate to high complexity.

• Review individual investigative reports prepared by Financial Investigators I and II, and provide mentorship and guidance to other members of the Financial Investigations team.

• Conduct financial monitoring of casino operators/vendors for ongoing suitability analysis (including participation/assistance with annual audits of casino licensees as required by Massachusetts gaming regulations) and re-licensure, review financial information and reports from other gaming jurisdictions, and contact appropriate internal and external sources to confirm accuracy of financial data presented by applicants.

• Prepare clear and comprehensive financial investigations reports, standard and non-standard correspondence, document all work performed, and maintain files containing work papers and supporting documentation.

• Collaborates with team members comprised of State Police and other Financial Investigators to conduct interviews and travel as necessary to conduct financial investigations.

The Financial Investigator III is responsible for working alongside Massachusetts State Police investigators in the IEB to perform background reviews of individuals and vendors seeking licensure. Financial investigative work includes, but is not limited to, review, validation, and analysis of information to determine a casino operator’s/vendor's/individual’s integrity, honesty, good character and reputation; financial stability, integrity and background; and business practices.

The Financial Investigator III works in a team environment under the guidance of the Financial Investigations Supervisor who evaluates the Financial Investigator’s work through review of work papers and reports. As needed, the Financial Investigator III evaluates and monitors certain business transactions planned or conducted by casino operators/vendors for financial stability and integrity.